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U.S. SEC says Morgan Stanley to pay $3.5 million fine over misuse of funds

WASHINGTON (Reuters) - Morgan Stanley agreed to pay a $3.6 million fine after regulators found it failed to detect or prevent misappropriation of client funds, the U.S. Securities and Exchange Commission (SEC) said on Friday.


from Reuters: Business News https://ift.tt/2lKGHw6

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